1
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NAMES OF REPORTING PERSONS
The Sonic Fund II, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (see Instructions)
WC
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
3,348,212
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9
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SOLE DISPOSITIVE POWER
0
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10
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SHARED DISPOSITIVE POWER
3,348,212
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,348,212
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions)
☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.3%
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14
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TYPE OF REPORTING PERSON (see Instructions)
PN
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1
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NAMES OF REPORTING PERSONS
Lawrence Kam
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (see Instructions)
PF, AF
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
144,304
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8
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SHARED VOTING POWER
3,351,262*
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9
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SOLE DISPOSITIVE POWER
144,304
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10
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SHARED DISPOSITIVE POWER
3,351,262*
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,495,566
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions)
☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.5%
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14
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TYPE OF REPORTING PERSON (see Instructions)
IN
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Item 1. |
Security and Issuer.
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Item 2. |
Identity and Background.
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Item 3. |
Source and Amount of Funds or Other Consideration.
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Item 5. |
Interest in Securities of the Issuer.
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Item 6. |
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
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Item 7. |
Material to be Filed as Exhibits.
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Exhibit 99.1 – |
Joint Filing Agreement, dated as of the date hereof, by and among The Sonic Fund II, L.P. and Lawrence Kam.
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THE SONIC FUND II, L.P.
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By:/s/ Lawrence Kam
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Name: Lawrence Kam
Title: General Partner
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/s/ Lawrence Kam
Lawrence Kam
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Date
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Security
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Amount of Shs. Bought/(Sold)
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Approx. price ($) per Share2
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The Sonic Fund II, L.P.
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1/30/2019
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Common Stock
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8,342
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$3.0186
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1/31/2019
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Common Stock
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31,921
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$3.0307
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2/5/2019
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Common Stock
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29,105
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$3.3307
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2/6/2019
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Common Stock
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26,392
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$3.3433
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2/14/2019
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Common Stock
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5,288
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$3.4727
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2/19/2019
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Common Stock
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77,454
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$3.6104
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2/20/2019
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Common Stock
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48,799
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$3.5695
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2/21/2019
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Common Stock
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34,166
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$3.5807
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2/22/2019
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Common Stock
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73,703
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$3.631
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2/26/2019
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Common Stock
|
9,743
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$4.0192
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2/27/2019
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Common Stock
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106,778
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$4.2957
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2/28/2019
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Common Stock
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200,000
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$4.1144
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3/1/2019
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Common Stock
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130,998
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$4.2597
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3/4/2019
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Common Stock
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50,000
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$4.8517
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3/5/2019
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Common Stock
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100,000
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$4.7266
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3/6/2019
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Common Stock
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66,944
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$4.4852
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3/7/2019
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Common Stock
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50,681
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$4.6699
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3/11/2019
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Common Stock
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52,732
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$4.5809
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3/12/2019
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Common Stock
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62,165
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$4.8331
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3/13/2019
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Common Stock
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50,000
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$4.9747
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3/14/2019
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Common Stock
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97,813
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$5.2197
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3/15/2019
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Common Stock
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5,425
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$5.2395
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3/18/2019
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Common Stock
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50,000
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$5.6002
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3/19/2019
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Common Stock
|
50,000
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$5.6931
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Dated: |
March 21, 2019
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THE SONIC FUND II, L.P.
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By: /s/ Lawrence Kam
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Name: Lawrence Kam
Title: General Partner
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/s/ Lawrence Kam
Lawrence Kam
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